Wall Street Securities Joint Stock Company was issued license in all fields of securities activities in accordance with License No. 86/ GPHDKD granted by The State Securities Commission of Vietnam on 20th December, 2007 which has been replaced by Business Registration Certificate No. 303/UBCK-GP granted on 24th February, 2010. Wall Street Securities Joint Stock Company (WSS) is founded by great shareholders, such as Cable and Telecom Materials Joint Stock Company and Duc Giang garment company, and individuals who have many experiences in finance – banking sector. Besides, WSS also attracts many strategic interests from domestic as well as global financial institutions.

WSS is honored to be one of securities companies participated in Vietnam’s stock market with wide range of services:

WSS is proud of possessing a cutting-edge information technology system with high-quality software programs designed for securities companies and for corporate governance; WSS has a strategic vision; our offices are located in the financial centers of many cities. Also, WSS fully recognizes the importance of human resources in the company’s path to success. WSS is currently filled with highly-skilled, high energy and hardworking staff with in-depth knowledge and experience in the areas of finance, banking, securities and information technology. Most of WSS’ professionals have graduated from well-known local and foreign universities.

We all together build up a leading securities company with first-class financial services, contributing to the prosperity and development of the national economy.

We are fully aware of and determining to fulfill the following tasks:

▪ Developing and maintaining efficient and transparent relationships with our clients, partners, shareholders, government organizations; acting a financial intermediary for domestic as well as foreign investors, financial institutions and enterprises in the hopes of maximizing benefits to our customers, staff and shareholders.

▪ Building and keeping enviable reputation by the professional, integrity and prudence in every single action.

▪ Enhancing our staff’s personal excellence, actively attracting talents with professional ethics, creating an environment for our people to perform to their full potential.

▪ Contributing to the phase of building a stable stock market, meeting investors and enterprises’ demand.

At the fulfilment of this mission, WSS will be able to bring about benefits to its employees, to customers and shareholders.

WSS’ values guide our behavior and decisions. We focus on four core values:

▪ Superior quality products and effectiveness: To provide valuable information and deliver best services to our customers to help them make efficient investment solutions.

▪ Standard ethics: WSS attaches much importance to the standards of professional ethics, all for clients’ benefits.

▪ Innovation: Continuously improving our knowledge and professional skills to supply excellent services to our clients.

▪ Respect: To build up a unique company culture: respecting and reserving equal opportunities to all different ideas and viewpoints, looking after our clients’ interest and always putting it at first.

-   Attract and build a high standards and rich experienced human resource. This is a core stone for development of WSS.

-   Learn experiences from successful securities companies in the world to become one of leading companies in Vietnam.

-   Develop a branches network in Vietnam; build representative offices in some countries in regions and in the world.

-   Improve quality of products and services. Besides, WSS continually create more new products and services to maximize interest of clients.

-   Pay more attention to activities of corporate finance advisory, Merger & Acquisitions and underwriting services, to become an investment bank of Vietnam.

-   Build a modern Information Technology system as a background for all activities of WSS.